Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni E. Curles is an investment advisor representative at Raymond James & Associates, Inc. Toni has been in the industry since 1995, and has a strong track record of providing financial advice to individuals and families. Toni is licensed to provide investment advice in multiple states and is also a registered principal. Toni holds the Series 63, 66, 7, 9 and 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/21/2011 - Present
Raymond James & Associates, Inc. (BIRMINGHAM AL)
AL
01/13/2005 - 01/24/2011
SYNOVUS SECURITIES, INC. (BIRMINGHAM AL)
NJ
08/14/2000 - 01/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/09/1996 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
08/16/1996 - 09/09/1996
J.C. BRADFORD & CO.
NY
12/21/1995 - 09/03/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
10/20/1994 - 07/25/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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