Unclaimed
Tong Yin is a registered representative with PJT Partners LP. Tong is licensed in both California and New York. Tong has held this position since July 27, 2017. Tong holds the Series 63, 65, 7TO, SIE and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/27/2017 - Present
PJT Partners LP (Santa Monica CA)
BC
Issued 02/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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