Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tong? Claim Your ProfileTong Peng is a financial professional with over 17 years of experience in the industry. Tong is currently registered with Citigroup Global Markets Inc. and has held previous positions at Wells Fargo Securities, LLC, Morgan Stanley & Co. LLC and Goldman, Sachs & Co.. Tong has a strong background in securities trading and investment banking. Tong holds the Series 7, 79, 57TO and SIE licenses and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/22/2018 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NC
07/24/2015 - 12/07/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
06/12/2008 - 05/15/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/31/2005 - 06/05/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/16/2003 - 04/12/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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