Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tong? Claim Your ProfileTong Ling Wong-yu is a financial professional with over 15 years of experience in the financial industry. Currently, Tong Ling Wong-yu is registered with Citigroup Global Markets Inc. in New York, New York. Previously, Tong Ling Wong-yu has held positions at MML Investors Services, LLC, Purshe Kaplan Sterling Investments, Northwestern Mutual Investment Services, LLC, DIRECT ACCESS PARTNERS LLC, Cantor Fitzgerald & Co., PCS Dunbar Securities, LLC, Goldman Sachs Execution & Clearing, L.P., and Goldman, Sachs & Co. Tong Ling Wong-yu holds the Series 63, Series 7, and SIE licenses and has experience in asset allocation advice, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/04/2020 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
08/15/2019 - 09/20/2019
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
01/17/2019 - 06/05/2019
PURSHE KAPLAN STERLING INVESTMENTS (New York NY)
NY
10/14/2013 - 10/31/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
04/16/2013 - 05/22/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
02/28/2011 - 04/02/2013
CANTOR FITZGERALD & CO. (PURCHASE NY)
NY
03/01/2010 - 02/28/2011
PCS DUNBAR SECURITIES, LLC (PURCHASE NY)
NY
07/05/2006 - 12/31/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
01/11/2005 - 07/26/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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