Unclaimed
Toney Ray Franklin is a registered representative with Northwestern Mutual Investment Services, LLC. Toney is licensed in Arkansas, Georgia and Texas. Toney has been in the financial services industry since April 2016. Toney has experience with TIAA-CREF Individual & Institutional Services, LLC, Northwestern Mutual Investment Services, LLC and holds Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AR
11/30/2020 - Present
Northwestern Mutual Investment Services, LLC (LITTLE ROCK AR)
AR
03/09/2015 - 10/15/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LITTLE ROCK AR)
BC
Issued 01/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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