Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tone dai? Claim Your ProfileTone dai Tran is a financial advisor with over 15 years of experience in the industry. Tone dai is currently registered with LPL Financial LLC and has a branch office in San Jose, CA. Tone dai also has experience with Fidelity Brokerage Services LLC, Wells Fargo Advisors, LLC, and BANCWEST INVESTMENT SERVICES, INC. Tone dai has passed the Series 66, Series 7, and SIE exams. Tone dai is a registered representative in California. Tone dai's specializations include financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/19/2024 - Present
LPL Financial LLC (SAN JOSE CA)
CA
03/26/2024 - 07/09/2024
FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)
CA
07/19/2023 - 02/21/2024
LPL FINANCIAL LLC (GILROY CA)
CA
11/10/2015 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (SAN JOSE CA)
CA
01/03/2011 - 10/26/2015
WELLS FARGO ADVISORS, LLC (MILPITAS CA)
CA
12/11/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILPITAS CA)
BOTH
Issued 12/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tone dai Tran is the right advisor for you? Invested Better is here to help.
