Unclaimed
Tomson Carroll is a registered representative with SG Americas Securities, LLC, based in New York, NY. Tomson joined SG Americas Securities, LLC on December 7, 2021. Tomson holds the Series 63, Series 79TO and SIE licenses. Tomson Carroll has been in the securities industry since December 6, 2021 and holds registrations in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/07/2021 - Present
SG Americas Securities, LLC (NEW YORK NY)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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