Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomoyuki? Claim Your ProfileTomoyuki Minato is a financial professional who has been in the industry since November 2022. Tomoyuki is currently registered with Daiwa Capital Markets America Inc., a firm that is not currently registered with the Investment Advisers Act. Tomoyuki holds the Series 7TO, Series 63 and SIE licenses, and is registered in the states of California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2022 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 01/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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