linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tomokazu Oba

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tomokazu? Claim Your Profile

About Tomokazu Oba

Tomokazu Oba is a financial advisor registered with Neuberger Berman BD LLC and is licensed in Illinois and New York. Tomokazu has been in the financial industry for more than 16 years. Tomokazu currently works in the Chicago office of Neuberger Berman Investment Advisers LLC. Tomokazu holds the Series 63 license and the Securities Industry Essentials Examination (SIE). Tomokazu is also a Chartered Financial Analyst (CFA). Tomokazu specializes in portfolio management for individuals and selection of other advisers.

Firm Information

Tomokazu Oba is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tomokazu Oba’s Registration & Firm History

IL

08/22/2024 - Present

Neuberger Berman BD LLC (Chicago IL)

Not sure if Tomokazu Oba is right for you?

Licenses & Designations

BC

Issued 09/07/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tomokazu Oba.
Not sure if Tomokazu Oba is right for you?