Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Tuyen Chau is a financial professional with over 25 years of experience in the industry. Tommy is currently registered with Allstate Financial Services, LLC, and has been with the firm since June 2003. Tommy has a Series 6, Series 63 and SIE license. Prior to joining Allstate Financial Services, LLC, Tommy worked at PRUCO Securities Corporation and WMA Securities, Inc. Tommy is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/09/2003 - Present
Allstate Financial Services, LLC (RICHARDSON TX)
NJ
04/14/1999 - 04/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
GA
07/15/1997 - 04/02/1999
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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