Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Tran is a financial professional with over 10 years of experience in the securities industry. Tommy has a strong background in operations and holds the Series 99 and SIE licenses. Tommy is currently registered with TD Securities (usa) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/02/2012 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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