Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Ray Schumaker is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Tommy has over 40 years of experience in the financial services industry. Tommy is registered in 21 states and is a Series 7, Series 63, and Series 65 licensed professional. Tommy is based in Mercer Island, Washington and offers a wide range of financial services, including investment consulting, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (MERCER ISLAND WA)
WA
10/01/2020 - 11/16/2023
LPL FINANCIAL LLC (ISSAQUAH WA)
WA
06/10/2005 - 11/06/2020
EK RILEY INVESTMENTS, LLC (Issaquah WA)
CA
05/17/2004 - 06/14/2005
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
WA
03/03/1986 - 05/17/2004
RAGEN MACKENZIE INVESTMENT SERVICES, LLC (SEATTLE WA)
NA
10/20/1983 - 03/07/1986
INTERPACIFIC INVESTORS SERVICES, INC.
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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