Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Cockrell is a financial advisor who has been in the industry since August 1987. He currently works for Raymond James & Associates, Inc., located in Shreveport, LA. Previously, Tommy worked for Morgan Keegan & Company, Inc. and Scharff & Jones, Inc. Tommy has a broad range of experience in the financial industry, and he holds several licenses and certifications, including Series 7, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
04/23/2013 - Present
Raymond James & Associates, Inc. (SHREVEPORT LA)
LA
11/26/1990 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SHREVEPORT LA)
NA
08/27/1987 - 11/26/1990
SCHARFF & JONES, INC.
BOTH
Issued 09/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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