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Tommy Rand Roberts

Transamerica Financial Advisors, Inc.

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About Tommy Rand Roberts

Tommy Rand Roberts is a financial advisor with over 30 years of experience in the industry. Tommy is currently registered with Transamerica Financial Advisors, Inc. and is located in Austin, Texas. Prior to joining Transamerica Financial Advisors, Inc., Tommy was employed at CORECAP INVESTMENTS, LLC, AMERITAS INVESTMENT CORP., CCF INVESTMENTS, INC., THE LEADERS GROUP, INC., UNITED SECURITIES ALLIANCE, INC., and PFS INVESTMENTS INC. Tommy holds the Series 6, Series 26, and Series 63 licenses.

Firm Information

Tommy Roberts is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tommy Roberts’s Registration & Firm History

TX

10/25/2022 - Present

Transamerica Financial Advisors, Inc. (Austin TX)

TX

11/06/2019 - 09/08/2021

CORECAP INVESTMENTS, LLC (Killeen TX)

TX

06/21/2017 - 11/07/2019

AMERITAS INVESTMENT CORP. (KILLEEN TX)

TX

01/04/2006 - 06/21/2017

CCF INVESTMENTS, INC. (KILLEEN TX)

CO

06/04/2003 - 12/31/2005

THE LEADERS GROUP, INC. (LITTLETON CO)

CO

12/06/2001 - 06/24/2003

UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)

GA

11/04/1997 - 11/13/2001

WMA SECURITIES, INC. (DULUTH GA)

GA

11/15/1990 - 10/08/1997

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 11/13/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tommy Rand Roberts.
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