Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Lam is a financial advisor with Osaic Wealth, Inc. with more than 24 years of experience in the industry. Tommy has been licensed as a broker in the state of New York since 1999 and has held various roles at different financial institutions. Tommy's experience encompasses providing financial planning, portfolio management, and pension consulting. He currently serves clients at the Manhasset, NY office of Osaic Wealth, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (MANHASSET NY)
NY
07/11/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)
NY
01/02/2015 - 07/11/2018
CAPITAL ONE INVESTING, LLC (LITTLE NECK NY)
NY
10/06/2011 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (BAYSIDE NY)
NJ
01/07/2010 - 07/20/2011
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NY
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (JAMAICA NY)
NY
09/16/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (JAMAICA NY)
TX
05/17/2000 - 08/15/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/26/1999 - 05/01/2000
UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP (NEW YORK NY)
BOTH
Issued 06/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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