Unclaimed
Tommy McCormick is a financial advisor with over 40 years of experience in the industry. Tommy is currently registered with Benjamin F. Edwards & Company, Inc. Tommy has a wide range of experience, previously working with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., UBS Paine Webber Inc. and J.C. Bradford & Co. Tommy has a broad range of expertise and is licensed in several states across the country. He offers financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/15/2016 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MS
01/01/2008 - 02/17/2016
WELLS FARGO ADVISORS, LLC (GULFPORT MS)
MS
09/06/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GULFPORT MS)
NJ
08/14/2000 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/12/1979 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 11/15/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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