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Tommy Lee McCormick

Benjamin F. Edwards & Company, Inc.

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About Tommy Lee McCormick

Tommy McCormick is a financial advisor with over 40 years of experience in the industry. Tommy is currently registered with Benjamin F. Edwards & Company, Inc. Tommy has a wide range of experience, previously working with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., UBS Paine Webber Inc. and J.C. Bradford & Co. Tommy has a broad range of expertise and is licensed in several states across the country. He offers financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.

Firm Information

Tommy McCormick is currently registered with Benjamin F. Edwards & Company, Inc.. Benjamin F. Edwards & Company, Inc. is a Corporation headquartered in ST. LOUIS, MO, United States. Established in 2008, the firm provides financial planning, pension consulting, educational seminars, and other advisory services. The firm's assets under management are over $13 billion and they have a network of 518 registered representatives serving individual and institutional clients. They are registered with the SEC and in 53 states.
Benjamin F. Edwards & Company, Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$13.16B

Assets Under Management

23

Total Clients

493

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tommy McCormick’s Registration & Firm History

MO

06/15/2016 - Present

Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)

MS

01/01/2008 - 02/17/2016

WELLS FARGO ADVISORS, LLC (GULFPORT MS)

MS

09/06/2001 - 01/03/2008

A. G. EDWARDS & SONS, INC. (GULFPORT MS)

NJ

08/14/2000 - 09/18/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

11/12/1979 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/15/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/23/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tommy Lee McCormick.
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