Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy James Fields is a registered representative with Wells Fargo Advisors Financial Network, LLC. Tommy has been in the industry since August 2018. Tommy is licensed to provide securities advice in Arkansas, California, Louisiana, Massachusetts, Missouri, Oklahoma, and Texas. Tommy has passed the Securities Industry Essentials Examination, the General Securities Representative Examination and the Uniform Combined State Law Examination. Tommy has worked with Arkansas Tech University since December 2009. Tommy is based in Russellville, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
08/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RUSSELLVILLE AR)
AR
08/23/2018 - 08/17/2023
WELLS FARGO CLEARING SERVICES, LLC (RUSSELLVILLE AR)
BOTH
Issued 09/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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