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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Huynh is a financial advisor with Morgan Stanley. Tommy has been in the financial services industry since December 2015, and has a wide range of experience providing investment advice. Tommy is a Certified Financial Planner, and holds the Series 66, SIE, and Series 7 licenses. Tommy is registered with the Securities and Exchange Commission (SEC) and with the states of Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Tommy has previously worked at Citigroup Global Markets Inc., Ameriprise Financial Services, Inc., and JP Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/04/2022 - Present
Morgan Stanley (Oakland CA)
CA
12/14/2017 - 03/07/2022
CITIGROUP GLOBAL MARKETS INC. (Berkeley CA)
CA
06/06/2016 - 12/19/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
12/02/2015 - 06/22/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SAN RAMON CA)
BOTH
Issued 01/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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