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Tommy Harlin Bridges

THE Leaders Group, Inc.

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About Tommy Harlin Bridges

Tommy Harlin Bridges has been in the financial services industry since March 9, 1982. He is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Tommy has previously worked for several other firms, including NFP Advisor Services, LLC, ProEquities, Inc., and G.R. Phelps & Co., Inc. Tommy holds a Series 7, Series 63 and Series 66 license.

Firm Information

Tommy Bridges is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tommy Bridges’s Registration & Firm History

CO

02/03/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

08/11/2015 - 12/31/2022

THE LEADERS GROUP, INC. (LITTLETON CO)

GA

02/27/2008 - 08/21/2015

NFP ADVISOR SERVICES, LLC (COLUMBUS GA)

GA

07/09/1996 - 03/14/2008

PROEQUITIES, INC. (MACON GA)

NA

06/16/1994 - 12/31/1995

G. R. PHELPS & CO., INC.

IN

06/11/1991 - 06/22/1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IN

06/11/1991 - 06/15/1994

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CA

08/27/1990 - 04/01/1991

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

VT

03/09/1988 - 12/31/1989

EQUITY SERVICES, INC. (MONTPELIER VT)

NA

03/30/1989 - 11/27/1989

ESSEX COMPANY

NA

10/17/1985 - 04/17/1986

MANUFACTURERS HANOVER SECURITIES CORPORATION

NA

08/10/1981 - 11/01/1985

SHEARSON LEHMAN BROTHERS INC.

NA

03/02/1981 - 04/14/1982

ROBINSON-HUMPHREY COMPANY, INC. (THE)

NA

06/04/1979 - 03/18/1981

DEAN WITTER REYNOLDS INC.

NA

11/03/1978 - 06/02/1979

JOHNSON, LANE, SPACE, SMITH & CO., INC.

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Licenses & Designations

BOTH

Issued 09/19/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/23/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Tommy Harlin Bridges. Review regulatory record here.
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