Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Dean Bentley is a financial advisor who has been in the industry since March 1990. Tommy has a strong background in providing financial advice, having worked with a variety of clients and firms. He is currently registered as a Registered Representative with LPL Financial LLC. Tommy's previous experience includes working with National Planning Corporation, Securities America, Inc., and American Express Financial Advisors Inc. Tommy holds Series 7, 63, and SIE licenses. Tommy also has a Certified Financial Planner designation. Tommy's focus is on providing investment advice and financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
11/29/2017 - Present
LPL Financial LLC (ROSEBURG OR)
OR
09/01/2010 - 11/29/2017
NATIONAL PLANNING CORPORATION (ROSEBURG OR)
OR
01/24/2002 - 09/01/2010
SECURITIES AMERICA, INC. (ROSEBURG OR)
MN
03/20/1990 - 06/23/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/1990 - 06/23/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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