linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tommy Dale Roy

Valic Financial Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tommy? Claim Your Profile

About Tommy Dale Roy

Tommy Dale Roy is a registered investment advisor representative with Valic Financial Advisors, Inc. Tommy has been in the securities industry since 2015. Tommy holds both Series 6 and Series 63 licenses and is currently registered with the state of California. Tommy has previously worked for Transamerica Financial Advisors, Inc, Waddell & Reed, Inc, and World Group Securities, Inc. In addition to Tommy's financial services career, Tommy is also the owner of Out of Sight Fencing Inc. a wood fencing company in Tracy, CA.

Firm Information

Tommy Roy is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tommy Roy’s Registration & Firm History

CA

03/13/2019 - Present

Valic Financial Advisors, Inc. (MODESTO CA)

CA

04/28/2018 - 12/18/2018

TRANSAMERICA FINANCIAL ADVISORS, INC (RIPON CA)

CA

08/09/2012 - 11/09/2012

WADDELL & REED, INC. (STOCKTON CA)

CA

05/07/2012 - 07/17/2012

TRANSAMERICA FINANCIAL ADVISORS, INC (RIPON CA)

CA

07/28/2009 - 11/01/2011

WORLD GROUP SECURITIES, INC. (RIPON CA)

Not sure if Tommy Dale Roy is right for you?

Licenses & Designations

IA

Issued 03/13/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tommy Dale Roy.
Not sure if Tommy Dale Roy is right for you?