Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommy? Claim Your ProfileTommy Chen is a financial professional with over 10 years of experience in the industry. Tommy is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2012. Previously, Tommy was a registered representative with MetLife Securities Inc. Tommy is licensed to sell securities in 19 states. Tommy is also a Series 7 and Series 63 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/21/2012 - Present
Northwestern Mutual Investment Services, LLC (New York NY)
NY
09/23/2011 - 03/23/2012
METLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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