Unclaimed
Tommy Darland is an investment advisor representative, registered in 12 states, currently working at Raymond James Financial Services Advisors, Inc. Tommy has been in the securities industry since November 20, 2019, and has worked with Edward Jones in the past. Tommy has passed the Uniform Combined State Law Examination, General Securities Representative Examination, and the Securities Industry Essentials Examination. Tommy is registered as an Investment Advisor Representative in Texas and holds an active license with the Financial Industry Regulatory Authority (FINRA). Tommy has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
02/06/2024 - Present
Raymond James Financial Services Advisors, Inc. (Midland TX)
NV
11/21/2019 - 02/07/2024
EDWARD JONES (HENDERSON NV)
BOTH
Issued 12/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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