Unclaimed
Tommie Brenton Braddock is a financial advisor with Wells Fargo Securities, LLC. Tommie is registered in 53 states and has over a year of experience in the financial industry. Tommie has passed the Series 79TO and the SIE exams as well as the Series 63 state exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/08/2021 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
BC
Issued 11/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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