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Tommie Brenton Braddock

Wells Fargo Securities, LLC

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About Tommie Brenton Braddock

Tommie Brenton Braddock is a financial advisor with Wells Fargo Securities, LLC. Tommie is registered in 53 states and has over a year of experience in the financial industry. Tommie has passed the Series 79TO and the SIE exams as well as the Series 63 state exam.

Firm Information

Tommie Braddock is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tommie Braddock’s Registration & Firm History

MN

10/08/2021 - Present

Wells Fargo Securities, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tommie Brenton Braddock.
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