Unclaimed
Tommaso Bernardi is a registered representative with Rabo Securities USA, Inc. in Chicago, IL. Tommaso has been in the financial industry since 2011 and holds Series 79, SIE and Series 63 licenses. Tommaso has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/18/2023 - Present
Rabo Securities USA, Inc. (CHICAGO IL)
NY
10/10/2011 - 05/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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