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Tommaso Bernardi

Rabo Securities USA, Inc.

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About Tommaso Bernardi

Tommaso Bernardi is a registered representative with Rabo Securities USA, Inc. in Chicago, IL. Tommaso has been in the financial industry since 2011 and holds Series 79, SIE and Series 63 licenses. Tommaso has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.

Firm Information

Tommaso Bernardi is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tommaso Bernardi’s Registration & Firm History

IL

10/18/2023 - Present

Rabo Securities USA, Inc. (CHICAGO IL)

NY

10/10/2011 - 05/20/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/18/2023

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tommaso Bernardi.
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