Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomislav? Claim Your ProfileTomislav Kuzman is a financial advisor with over 15 years of experience in the industry. Tomislav is currently registered with Wells Fargo Clearing Services, LLC in Washington. He is licensed to offer investment advice and securities products to individuals and businesses. Tomislav holds multiple licenses, including Series 7, 6, 63, and 65. He is also a registered representative of Wells Fargo Advisors, LLC. Tomislav is a dedicated advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
04/21/2020 - Present
Wells Fargo Clearing Services, LLC (ANACORTES WA)
WA
10/15/2012 - 07/11/2018
WELLS FARGO CLEARING SERVICES, LLC (ANACORTES WA)
WA
09/22/2003 - 04/01/2008
WELLS FARGO INVESTMENTS, LLC (SNOHOMISH WA)
AZ
07/05/2001 - 08/23/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
07/03/2000 - 05/23/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/03/2000 - 05/23/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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