linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tomika N Holland

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tomika? Claim Your Profile

About Tomika N Holland

Tomika Holland is a financial advisor at Northwestern Mutual Investment Services, LLC. Tomika has been in the financial industry since 2008. Tomika is registered with both the state of Wisconsin and Georgia. Tomika is licensed to provide securities advice through Northwestern Mutual Investment Services, LLC.

Firm Information

Tomika Holland is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tomika Holland’s Registration & Firm History

WI

06/01/2021 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

GA

11/29/2018 - 11/13/2020

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

11/29/2018 - 11/13/2020

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

11/29/2018 - 11/13/2020

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

11/29/2018 - 11/13/2020

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

WI

03/28/2007 - 07/02/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRANKLIN WI)

Not sure if Tomika N Holland is right for you?

Licenses & Designations

BC

Issued 02/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Tomika N Holland. Review regulatory record here.
Not sure if Tomika N Holland is right for you?