Unclaimed
Tomika King is a financial advisor with Osaic Wealth, Inc. based in Scottsdale, Arizona. Tomika has been in the industry since April 2008. Tomika has a diverse background, having worked with several firms including FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., and Woodbury Financial Services, Inc. Tomika is a Series 7, Series 11, Series 24, Series 28, Series 66, Series 82TO and Series 99TO licensed professional. Tomika offers financial planning, pension consulting, and portfolio management services for individuals and businesses. Tomika is a strong advocate for her clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/07/2022 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
11/06/2018 - 05/10/2021
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/06/2018 - 05/10/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
11/06/2018 - 05/10/2021
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
11/06/2018 - 05/10/2021
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/15/2017 - 11/07/2018
THE STRATEGIC FINANCIAL ALLIANCE, INC. (ATLANTA GA)
LA
12/16/2011 - 11/02/2017
FFC CAPITAL ADVISORS, LLC (NEW ORLEANS LA)
LA
02/04/2008 - 04/19/2012
WFG INVESTMENTS, INC. (NEW ORLEANS LA)
BOTH
Issued 09/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2008
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2008
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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