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Tomika B King

Osaic Wealth, Inc.

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About Tomika B King

Tomika King is a financial advisor with Osaic Wealth, Inc. based in Scottsdale, Arizona. Tomika has been in the industry since April 2008. Tomika has a diverse background, having worked with several firms including FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., and Woodbury Financial Services, Inc. Tomika is a Series 7, Series 11, Series 24, Series 28, Series 66, Series 82TO and Series 99TO licensed professional. Tomika offers financial planning, pension consulting, and portfolio management services for individuals and businesses. Tomika is a strong advocate for her clients and is committed to helping them achieve their financial goals.

Firm Information

Tomika King is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tomika King’s Registration & Firm History

AZ

04/07/2022 - Present

Osaic Wealth, Inc. (SCOTTSDALE AZ)

GA

11/06/2018 - 05/10/2021

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

11/06/2018 - 05/10/2021

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

11/06/2018 - 05/10/2021

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

11/06/2018 - 05/10/2021

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

12/15/2017 - 11/07/2018

THE STRATEGIC FINANCIAL ALLIANCE, INC. (ATLANTA GA)

LA

12/16/2011 - 11/02/2017

FFC CAPITAL ADVISORS, LLC (NEW ORLEANS LA)

LA

02/04/2008 - 04/19/2012

WFG INVESTMENTS, INC. (NEW ORLEANS LA)

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Licenses & Designations

BOTH

Issued 09/03/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/24/2018

Series 24 - General Securities Principal Examination

BC

Issued 08/22/2008

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2018

Series 7 - General Securities Representative Examination

BC

Issued 02/01/2008

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tomika B King. Review regulatory record here.
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