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Tomihiro Onishi

Mizuho Securities USA LLC

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About Tomihiro Onishi

Tomihiro Onishi is a registered representative with Mizuho Securities USA LLC in New York, New York. Tomihiro is licensed to sell securities. Tomihiro passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7TO).

Firm Information

Tomihiro Onishi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tomihiro Onishi’s Registration & Firm History

NY

02/29/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/29/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2024

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tomihiro Onishi.
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