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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomie? Claim Your ProfileTomie Tada Schmidt is a financial advisor with Morgan Stanley. Tomie has been working in the financial services industry since 2002 and has experience working at both Morgan Stanley and Citigroup Global Markets Inc. Tomie holds the Series 63, 65, 7 and SIE licenses. Tomie specializes in providing investment advice to high-net-worth individuals, corporations and other businesses, investment companies, insurance companies, charitable organizations, pension and profit-sharing plans, state and municipal government entities, and individuals other than high-net-worth individuals. Tomie is registered with the state of Washington as an Investment Advisor Representative and Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
07/13/2015 - Present
Morgan Stanley (Vancouver WA)
OR
08/22/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
IA
Issued 09/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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