Unclaimed
Tomer Klein is a registered representative with Clear Street LLC in Stamford, CT. Tomer Klein has been in the securities industry since September 30, 2001. Tomer Klein holds the following licenses: Series 7, Series 24, Series 55, Series 63, Series 57TO, Series 99TO and SIE. Tomer Klein is currently registered with the states of Connecticut and New York. Before joining Clear Street LLC, Tomer Klein was previously employed by Credit Suisse Securities (USA) LLC and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/08/2024 - Present
Clear Street LLC (Stamford CT)
NY
05/16/2016 - 05/28/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/24/2001 - 04/08/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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