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Tomer Klein

Clear Street LLC

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About Tomer Klein

Tomer Klein is a registered representative with Clear Street LLC in Stamford, CT. Tomer Klein has been in the securities industry since September 30, 2001. Tomer Klein holds the following licenses: Series 7, Series 24, Series 55, Series 63, Series 57TO, Series 99TO and SIE. Tomer Klein is currently registered with the states of Connecticut and New York. Before joining Clear Street LLC, Tomer Klein was previously employed by Credit Suisse Securities (USA) LLC and UBS Securities LLC.

Firm Information

Tomer Klein is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tomer Klein’s Registration & Firm History

CT

05/08/2024 - Present

Clear Street LLC (Stamford CT)

NY

05/16/2016 - 05/28/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/24/2001 - 04/08/2016

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tomer Klein.
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