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Tomasz Stefanowski

Houlihan Lokey Capital, Inc.

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About Tomasz Stefanowski

Tomasz Stefanowski is a financial professional with over 8 years of experience in the industry. Tomasz is registered with Houlihan Lokey Capital, Inc. in New York and holds the Series 79, Series 63 and Series 24 licenses. Tomasz holds a Series 63 license which qualifies them to provide securities advice to individuals and businesses in the state of New York. Tomasz is a principal at Houlihan Lokey Capital, Inc..

Firm Information

Tomasz Stefanowski is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tomasz Stefanowski’s Registration & Firm History

NY

10/21/2014 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tomasz Stefanowski.
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