Unclaimed
Tomas Ritchie is a financial professional with experience in the securities industry. Tomas is currently registered with BTG Pactual US Capital, LLC and is located in Miami, FL. Prior to joining BTG Pactual US Capital, LLC, Tomas was registered with CANACCORD GENUITY LLC. Tomas has passed the Series 7TO, Series 57TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/26/2024 - Present
BTG Pactual US Capital, LLC (Miami FL)
FL
02/09/2021 - 05/08/2024
CANACCORD GENUITY LLC (Miami FL)
BC
Issued 06/29/2021
Series 57TO - Securities Trader Exam
BC
Issued 12/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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