Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomas? Claim Your ProfileTomas Rosengren is a financial advisor with Seb Securities, Inc.. Tomas has been in the securities industry since May 2010. Tomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. He has a total of 10 years of experience in the securities industry. Previously, Tomas worked at Deutsche Bank Securities Inc. from May 2014 to August 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/11/2019 - Present
SEB Securities, Inc. (NEW YORK NY)
NY
05/02/2014 - 08/22/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NA
03/02/2009 - 08/16/2013
SEB SECURITIES, INC. (LONDON )
BC
Issued 11/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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