linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tomas Jokl

BNP Paribas Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tomas? Claim Your Profile

About Tomas Jokl

Tomas Jokl is a financial professional with over 14 years of experience in the industry. Tomas is currently registered with BNP Paribas Securities Corp. and has previously worked for several other firms, including Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, MUFG Securities Americas Inc., and Morgan Stanley. Tomas holds the Series 3, Series 7, and SIE licenses. Tomas is registered with the state securities regulators in all 50 states.

Firm Information

Tomas Jokl is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tomas Jokl’s Registration & Firm History

FL

10/24/2022 - Present

BNP Paribas Securities Corp. (Miami FL)

NY

12/13/2021 - 11/14/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/03/2020 - 10/20/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/30/2014 - 08/13/2020

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

02/02/2010 - 07/14/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

12/17/2008 - 02/02/2010

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

Not sure if Tomas Jokl is right for you?

Licenses & Designations

BC

Issued 06/26/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tomas Jokl.
Not sure if Tomas Jokl is right for you?