Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomas? Claim Your ProfileTomas Parks is a financial professional with over 30 years of experience in the financial services industry. Tomas is currently a Managing Partner at Hornor, Townsend & Kent, LLC. Tomas has also worked with John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Jefferson-Pilot Investor Services, Inc., New England Securities Corporation, Guardian Investor Services Corporation, and E.I. Sales, Inc. Tomas specializes in providing financial planning, portfolio management, and insurance services to individuals, families, and businesses. Tomas is a Chartered Financial Consultant (ChFC) and holds a Series 7, Series 6, Series 22, Series 24, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NC
06/01/2018 - Present
Hornor, Townsend & Kent, LLC (CHARLOTTE NC)
MA
09/27/1994 - 07/10/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/27/1994 - 07/10/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
04/28/1992 - 03/09/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/28/1992 - 03/09/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IN
12/19/1989 - 02/25/1992
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
11/23/1988 - 12/19/1989
NEW ENGLAND SECURITIES CORPORATION (NEW YORK NY)
NY
02/19/1987 - 10/25/1988
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
03/29/1985 - 01/29/1987
E.I. SALES, INC. (DES MOINES IA)
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/28/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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