Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomas? Claim Your ProfileTomas Cabeza is a financial advisor registered with Fidelity Personal and Workplace Advisors. Tomas has been in the financial services industry since 2021, previously having worked with Wells Fargo Clearing Services, LLC. Tomas holds Series 7TO, SIE and Series 66 licenses. Tomas is a Registered Representative in 53 states. In addition, Tomas is a Registered Investment Advisor in 2 states. Fidelity Personal and Workplace Advisors is a large firm with billions of dollars in assets under management. The firm provides a range of services including financial planning, educational seminars and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
12/09/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
12/14/2020 - 11/09/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
BOTH
Issued 01/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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