Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomas? Claim Your ProfileTomas Esteve is a registered investment advisor representative with Bolton Securities Corp., working out of the firm's Brownsville, TX office. Tomas has been in the financial services industry since 1992, and has held various roles in the industry. Tomas previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and has also worked for Bolton Global Asset Management and Bolton Global Capital. Tomas also has a variety of business interests outside of his work at Bolton Securities. Tomas is a licensed investment advisor representative and holds the Series 7, Series 9, Series 31, Series 63, and Series 65 licenses. He is a member of the Financial Industry Regulatory Authority (FINRA) and has been registered with the Securities and Exchange Commission (SEC) since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
02/29/2008 - Present
Bolton Securities Corp. (BROWNSVILLE TX)
TX
11/13/1992 - 03/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROWNSVILLE TX)
IA
Issued 01/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tomas Esteve is the right advisor for you? Invested Better is here to help.
