Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tomas? Claim Your ProfileTomas Caicedo is an investment advisor representative with Fidelity Personal And Workplace Advisors. Tomas has been in the industry since December 20, 2017. Tomas has passed multiple exams including the Series 6, 7TO, 63, 66, 9, and 10. Tomas is currently registered in Florida and Texas. Tomas was previously employed at Wells Fargo Clearing Services, LLC and Santander Securities LLC. Tomas provides financial planning services and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/15/2021 - Present
Fidelity Personal AND Workplace Advisors (JACKSONVILLE FL)
FL
03/27/2019 - 05/04/2021
WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)
MA
11/08/2017 - 02/27/2019
SANTANDER SECURITIES LLC (CHELSEA MA)
BOTH
Issued 02/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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