Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toma? Claim Your ProfileToma Belizaire is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Toma has been in the securities industry since March 2007. Toma has previously held positions with Truist Investment Services, Inc., RBC Capital Markets, LLC, Wells Fargo Clearing Services, LLC, FolioFn Investments, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.. Toma is registered with the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC), and the state of Texas. Toma has earned the Series 7, Series 9, Series 10, and Series 66 licenses. Toma is a specialist in the following areas: Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/02/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
DC
05/24/2019 - 05/21/2021
TRUIST INVESTMENT SERVICES, INC. (WASHINGTON DC)
MD
11/12/2018 - 05/15/2019
RBC CAPITAL MARKETS, LLC (CHEVY CHASE MD)
MD
05/05/2015 - 11/14/2018
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
VA
03/19/2012 - 05/05/2015
FOLIOFN INVESTMENTS, INC. (MCLEAN VA)
VA
06/01/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (MCLEAN VA)
VA
02/12/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
BOTH
Issued 11/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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