Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Watson Doxey is a financial advisor with Wealth Enhancement Advisory Services, LLC based in Plymouth, Minnesota. Tom has been working in the financial industry since 1988 and has extensive experience in the field. Tom has a Series 6, 7, 63 and 65 licenses and is registered in California as an Investment Advisor Representative. Tom holds a bachelor's degree in Finance from the University of Minnesota. Tom is a member of the National Association of Personal Financial Advisors. Tom is committed to providing personalized financial advice to individuals and families to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
CA
07/01/2021 - Present
Wealth Enhancement Advisory Services, LLC (LOS ANGELES CA)
CA
08/17/2016 - 12/31/2016
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
CA
07/30/2004 - 09/30/2014
FINANCE 500, INC. (IRVINE CA)
ME
10/04/2001 - 10/08/2002
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
03/27/1997 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NA
05/23/1988 - 08/08/1997
MIDVALE SECURITIES CORPORATION
IA
Issued 04/12/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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