Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Varghese is a financial advisor with Fidelity Personal And Workplace Advisors. Tom has been working in the financial services industry since November 20, 2002. Tom has passed the Series 7, Series 8, Series 24, Series 63 and Series 66 exams and is registered with the following state regulators: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. In addition to Fidelity Personal And Workplace Advisors, Tom has previously worked for Equitable Advisors, LLC, MML Investors Services, LLC, Edward Jones, Pershing LLC, Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., NYLIFE Securities Inc., Paine Webber Incorporated, and Mitchell Hutchins Asset Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/29/2022 - Present
Fidelity Personal AND Workplace Advisors (OVIEDO FL)
FL
03/20/2020 - 09/24/2020
EQUITABLE ADVISORS, LLC (ORLANDO FL)
FL
02/05/2020 - 03/17/2020
MML INVESTORS SERVICES, LLC (ORLANDO FL)
MO
06/14/2019 - 10/28/2019
EDWARD JONES (ST. LOUIS MO)
FL
10/30/2008 - 06/16/2015
PERSHING LLC (LAKE MARY FL)
MA
03/24/2000 - 12/07/2006
BEAR, STEARNS & CO. INC. (BOSTON MA)
MA
03/24/2000 - 12/07/2006
BEAR, STEARNS SECURITIES CORP. (BOSTON MA)
NY
07/06/1998 - 02/24/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
02/22/1995 - 05/13/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/04/1997 - 07/09/1997
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
BOTH
Issued 09/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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