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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Turney Edwards is a financial advisor with over 30 years of experience in the industry. He has been registered with Morgan Stanley since 2015 and previously worked with RBC Capital Markets, LLC, Piper Jaffray & Co. and Wells Fargo Van Kasper, LLC. Tom is a registered investment advisor in 29 states and also has a Series 7 and Series 63 license, in addition to the Series 65 license and the SIE exam. Tom provides a range of financial services including portfolio management for individuals, businesses, and investment companies. He also offers financial planning, pension consulting, educational seminars, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/10/2015 - Present
Morgan Stanley (San Francisco CA)
CA
07/14/2006 - 02/03/2015
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
04/06/2001 - 07/21/2006
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
09/09/1998 - 04/09/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
NY
08/10/1993 - 09/10/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 08/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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