Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Tigrov Pauler is a financial advisor with Prudential Investment Management Services LLC. Tom has been in the industry since 2014. Tom is registered with FINRA and has a Series 63, Series 65, Series 7 and SIE license. Tom is registered in 51 states. Prior to joining Prudential Investment Management Services LLC, Tom worked with FRANKLIN DISTRIBUTORS, LLC and FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/14/2021 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
CA
07/07/2021 - 09/28/2021
FRANKLIN DISTRIBUTORS, LLC (San Mateo CA)
CA
02/24/2015 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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