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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Thomas is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Tom has been in the financial services industry for over 23 years and is registered in Pennsylvania. Tom has a diverse background and has worked with various firms including Edward Jones, WELLS FARGO CLEARING SERVICES, LLC, and Santander Securities LLC. Tom's experience and expertise allows him to provide comprehensive financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/15/2024 - Present
Wells Fargo Advisors Financial Network, LLC (DUNCANSVILLE PA)
FL
09/27/2021 - 07/26/2024
EDWARD JONES (St Petersburg FL)
FL
01/08/2015 - 08/26/2021
WELLS FARGO CLEARING SERVICES, LLC (NORTH PORT FL)
PA
01/07/2014 - 05/22/2014
SANTANDER SECURITIES LLC (WYOMISSING PA)
PA
10/05/2012 - 12/04/2013
WELLS FARGO ADVISORS, LLC (EXTON PA)
PA
01/07/2008 - 09/06/2012
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
03/14/2001 - 12/07/2007
VANGUARD MARKETING CORPORATION (MALVERN PA)
MO
10/01/2000 - 03/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/23/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 10/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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