Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Haley has been in the financial services industry for over 27 years. Tom is currently registered with Wells Fargo Advisors Financial Network, LLC, a subsidiary of Wells Fargo & Company. Tom has a variety of licenses and certifications, including Series 7, Series 63, and Series 65. Tom has experience providing investment advice to individuals, corporations, and institutions. Tom has been a registered representative with Wells Fargo Clearing Services, LLC since January 26, 2001. In addition to his current registration with Wells Fargo Advisors Financial Network, LLC, Tom is also registered in several other states. Tom is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/01/2023 - Present
Wells Fargo Advisors Financial Network, LLC (LONGVIEW TX)
TX
01/26/2001 - 06/01/2023
WELLS FARGO CLEARING SERVICES, LLC (LONGVIEW TX)
VA
04/14/1998 - 12/31/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
RI
09/13/1995 - 03/20/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
02/09/1994 - 03/17/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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