Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Sawyer Driscoll is a financial advisor with Commonwealth Financial Network, a Registered Investment Advisor (RIA) based in Waltham, MA. Tom has been in the financial services industry since 2009. Tom holds licenses for both Broker-Dealer and Investment Advisor. Tom has extensive experience in financial planning, and portfolio management for individuals and businesses. Tom has a current registration as an Investment Advisor Representative (IAR) with the state of Wisconsin. Tom has experience serving a range of client types, including individuals, families, businesses, corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/17/2023 - Present
Commonwealth Financial Network (Waukesha WI)
WI
10/25/2019 - 08/22/2023
AVANTAX INVESTMENT SERVICES, INC. (WAUKESHA WI)
WI
03/13/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (WAUKESHA WI)
WI
08/04/2015 - 03/15/2018
KESTRA INVESTMENT SERVICES, LLC (WAUKESHA WI)
FL
06/30/2009 - 06/27/2013
SIGNATOR INVESTORS, INC. (TAMPA FL)
BOTH
Issued 06/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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