Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Richard Lekowski is a financial advisor with over 30 years of experience in the financial services industry. Tom is currently registered with Morgan Stanley and has previously held positions at various firms, including Bluerock Capital Markets LLC and Touchstone Securities, Inc. Tom holds several licenses and certifications, including the Series 3, 7, 24, and 66. Tom specializes in providing a variety of financial services to individuals, businesses, and institutions. Tom is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/20/2018 - Present
Morgan Stanley (Charlotte NC)
NY
12/09/2013 - 10/16/2015
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
OH
11/18/2010 - 11/15/2013
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NC
05/17/2010 - 11/04/2010
TD AMERITRADE, INC. (CHARLOTTE NC)
NC
02/11/2008 - 05/04/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (WEDDINGTON NC)
NC
06/13/2003 - 01/29/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (MATTHEWS NC)
NJ
02/24/2003 - 06/13/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
12/01/1999 - 11/04/2002
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
06/22/1998 - 10/18/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
IL
01/16/1998 - 05/26/1998
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
CA
01/19/1996 - 03/20/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
11/18/1994 - 07/12/1995
UB INVESTMENT SERVICES, INC. (GLENDALE CA)
WI
04/21/1993 - 11/11/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
12/18/1991 - 12/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/10/1986 - 06/29/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/24/1985 - 09/26/1986
PROFESSIONAL BROKERAGE SERVICES, INC.
BOTH
Issued 03/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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