Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Rousakis is a registered representative with Ernst & Young Capital Advisors, LLC. Tom has been in the financial industry since 2000. Tom has passed the Series 63, 54, 50 and 7 exams as well as the SIE exam. Tom is registered in New York and holds a Municipal Advisor Representative Qualification. Tom previously held positions with Goldman, Sachs & Co. and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/25/2015 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
05/02/2005 - 09/17/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/07/1997 - 05/10/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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