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Tom Noonan

Edward Jones

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About Tom Noonan

Tom Noonan is a financial advisor with Edward Jones in Springfield, IL. Tom has over 30 years of experience in the financial services industry. He has been registered with the Securities and Exchange Commission (SEC) and FINRA since 1987. Tom holds the Series 6, 7, 31, 63, and 65 securities licenses. He is also a registered investment advisor in Illinois.

Firm Information

Tom Noonan is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Tom Noonan’s Registration & Firm History

IL

11/30/2018 - Present

Edward Jones (SPRINGFIELD IL)

IL

10/23/2009 - 05/17/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD IL)

IL

06/01/2009 - 11/16/2009

MORGAN STANLEY SMITH BARNEY (SPRINGFIELD IL)

IL

12/02/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (SPRINGFIELD IL)

NY

10/10/1994 - 12/03/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

MO

09/04/1990 - 10/26/1994

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

03/07/1990 - 09/04/1990

BLUNT ELLIS & LOEWI INCORPORATED

NY

07/11/1988 - 04/04/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

03/09/1987 - 06/23/1988

JOHN NUVEEN & CO., INCORPORATED

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Licenses & Designations

IA

Issued 02/17/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

BC

Issued 03/05/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Tom Noonan. Review regulatory record here.
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